Investment Planning

Retirement Planning

Investment Management

Strategic Wealth Management

ORDER OF MEETINGS

Introductory Meeting – Assessment of client readiness, completion of the client application and review of the ISPS process. 

Phase I – The Discovery Process

Review of Current Investment Strategy – A list will be provided to you of the important documents needed for this meeting

Goal Planning & Risk Tolerance Assessment – Client’s objectives are reviewed and risk tolerance questionnaire is administered

Phase II – Analysis of financial condition

Financial Condition Assessment – We will review possible risks and uncaptured opportunities that would impact the client’s investment strategy.  The client will also be provided with an analysis of their current investment strategy and how that compares to their goal planning and risk tolerance assessment.

Phase III – ISPS Design and Implementation

ISPS Review – a draft copy of your ISPS is reviewed at our office

ISPS Formalization – the final ISPS copy is signed and options are discussed for implementation

ISPS Implementation – All required paperwork is completed and signed to implement the ISPS